United States (CFTC/SEC/FINRA/NFA)
– Registration Status: [SumoTradings/legal entity] is not registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC), is not a member of FINRA, and is not registered with the Commodity Futures Trading Commission (CFTC) or the National Futures Association (NFA) as a Commodity Trading Advisor (CTA), Introducing Broker (IB), Futures Commission Merchant (FCM), or Commodity Pool Operator (CPO), unless expressly stated otherwise in a separate disclosure.
– No Investment Advice/Fiduciary Duty: All information is impersonal and provided for educational and informational purposes only. Nothing herein is an offer, solicitation, or recommendation to buy or sell any security, commodity interest, or digital asset. We do not provide personalized investment advice and do not act as a fiduciary.
– CFTC Rule 4.41 (Hypothetical Performance): Hypothetical or simulated performance results have certain inherent limitations. Unlike an actual performance record, simulated results do not represent actual trading. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown.
– Options Risk (if applicable): Options involve risks and are not suitable for all investors. Prior to trading options, read Characteristics and Risks of Standardized Options (ODD). Supporting documentation is available upon request.
– Futures/Forex Risk (if applicable): Trading futures and foreign exchange involves substantial risk of loss and is not suitable for all investors. You should carefully consider whether trading is appropriate for you in light of your circumstances, knowledge, and financial resources.
– Testimonials/Endorsements: Any testimonials may not be representative of the experience of other clients and are not a guarantee of future performance. If compensation has been provided for a testimonial or endorsement, we will disclose that fact.
United Kingdom (FCA)
– Authorization Status: Unless otherwise stated, [SumoTradings/legal entity] is not authorized by the Financial Conduct Authority (FCA) to provide regulated investment services. Materials are for general information/education only and do not constitute investment advice.
– Financial Promotions: Where any communication constitutes a financial promotion, it is directed at Professional Clients and Eligible Counterparties as defined in the FCA Handbook, or to Retail Clients under an applicable exemption. Retail clients should seek independent financial advice.
– CFDs and Leverage Warning (if applicable): Contracts for Difference (CFDs) and other leveraged products are complex instruments and come with a high risk of losing money rapidly due to leverage. Consider whether you understand how these products work and whether you can afford the high risk of losing money.
– Consumer Protections: Certain cryptoasset activities may not be regulated by the FCA. You may not have access to the Financial Ombudsman Service (FOS) or the Financial Services Compensation Scheme (FSCS) for such activities.
European Union/EEA (ESMA/MiFID II)
– Authorization Status: Unless otherwise stated, [SumoTradings/legal entity] is not authorized under MiFID II to provide investment services. Content is educational/informational and does not constitute investment advice or an offer to the public.
– Product Intervention and Risk Warnings: ESMA and national competent authorities impose product intervention measures on CFDs and other leveraged products. These products carry a high risk of losing money rapidly due to leverage. Ensure you understand how they work and can bear the high risk of loss.
– Consumer Rights (Digital Services): If you are an EU consumer, you may have a 14-day right of withdrawal for digital services not yet performed. If you request or begin immediate access, you acknowledge and consent that the right of withdrawal may be lost once full performance begins.
– Local Restrictions: Access to certain features may be restricted to comply with member state laws and ESMA guidance.
Australia (ASIC)
– AFSL Status: Unless otherwise stated, [SumoTradings/legal entity] does not hold an Australian Financial Services Licence (AFSL) and does not provide financial product advice or deal in financial products. Information is general in nature and does not take into account your objectives, financial situation, or needs. Consider the appropriateness of the information and seek independent advice. Obtain and read any relevant Product Disclosure Statement (PDS) before making any decision.
– Derivatives/Leverage Risk: Trading derivatives and leveraged products involves significant risk, including rapid losses that can exceed your initial investment.
Crypto-Specific Global Disclosures
– Volatility and Loss Risk: Digital assets are highly volatile and can experience significant price fluctuations. You may lose all or a substantial portion of your investment.
– Regulatory Uncertainty: Laws and regulations regarding digital assets vary by jurisdiction and may change rapidly, potentially affecting availability, taxation, legality, and your ability to use, transfer, or redeem assets.
– Technology and Protocol Risks: Blockchain networks, smart contracts, and protocols may contain bugs, be subject to forks, congestion, attacks, or failures that can result in delayed, lost, or irrecoverable transactions.
– Custody and Counterparty Risk: Unless expressly stated, [SumoTradings/legal entity] does not provide custody or wallet services and does not hold client assets. Third-party custodians, exchanges, or platforms carry counterparty and operational risks, including hacking, insolvency, or withdrawal suspensions.
– Stablecoin and Peg Risks: Stablecoins may lose their peg; reserves and redemption rights may be limited, disputed, or unavailable.
– Taxes: Digital asset transactions may be taxable events. You are responsible for understanding and complying with your tax obligations.
– No Guarantees; Past Performance: Past performance, backtests, and hypothetical results are not indicative of future results. No outcome is guaranteed.
